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Michael Stanley Stratton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hartford, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-02
CT RA APPROVED 2021-01-05
  • TX RA
    APPROVED
    Since 2021-08-02
  • CT RA
    APPROVED
    Since 2021-01-05

Branch Locations

185 Asylum St City Place Ii, 14Th Fl, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 03/2020 Present
Zev Energy Llc Stamford CT 01/2018 02/2020
H2 Renewables Llc Riverside CT 06/2015 12/2017
Ups Bantam CT 12/2019 01/2020
Bank Of America, N.A. Hartford CT 06/2020 Present
  • 03/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Hartford, CT
  • 01/2018 → 02/2020
    Zev Energy Llc
    Stamford, CT
  • 06/2015 → 12/2017
    H2 Renewables Llc
    Riverside, CT
  • 12/2019 → 01/2020
    Ups
    Bantam, CT
  • 06/2020 → Present
    Bank Of America, N.A.
    Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-04
  • S66 Uniform Combined State Law Examination
    2021-01-04

View on SEC IAPD

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