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Thomas Alan Bevan

Stifel, Nicolaus & Company, Incorporated

Stuart, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-01-14
TX RA APPROVED_RES 2013-01-10
  • FL RA
    APPROVED
    Since 2013-01-14
  • TX RA
    APPROVED_RES
    Since 2013-01-10

Branch Locations

903 Se Ocean Blvd., Stuart, FL 34994 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Stuart FL 01/2013 Present
  • 01/2013 → Present
    Stifel Nicolaus & Co Inc
    Stuart, FL
Previous Registrations
  • 2009-06-01 → 2013-02-01
    Morgan Stanley
    Stuart, FL
    Stuart, FL
    W. Palm Beach, FL
    Boca Raton, FL
    Boca Raton, FL
    Stuart, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    W. Palm Beach, FL
    Stuart, FL
  • 2005-12-08 → 2007-04-02
    Morgan Stanley Dw Inc.
    Stuart, FL
  • 2000-10-01 → 2005-12-02
    Wells Fargo Clearing Services, Llc
    Palm City, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-17
S63 Uniform Securities Agent State Law Examination 1996-06-10
  • S65 Uniform Investment Adviser Law Examination
    1996-06-17
  • S63 Uniform Securities Agent State Law Examination
    1996-06-10

View on SEC IAPD

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DAYMARK WEALTH PARTNERS, LLC · STUART, FL
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