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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-10-29 |
| TX | RA | APPROVED_RES | 2021-10-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Wichita | KS | 03/2015 | 04/2017 |
| Raymond James Financial Services Advisors Inc. | Wichita | KS | 04/2017 | 10/2021 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2021 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2021 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 10/2021, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 2) DBA CORENORTH, 13111 E 21ST STREET N WICHITA KS, 11/2021, IAR, DBA, INV REL, 140 HR/MO 140 HR/MO TRADING 3) NESLAGE INVESTMENTS LLC, 13111 E 21ST STREET N WICHITA KS, 11/2021, INDEPENDENT INSURTANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 4 HR/MO 4 HR/MO TRADING 4) CORENORTH CAPITAL PLANNING, 13111 E 21st Street N, Wichita KS 67230, United States, 07/14/2014, IAR, DBA, INV REL, 0/MO - 0/Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-07-05 |
| S65 | Uniform Investment Adviser Law Examination | 1996-06-28 |
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