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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Planning Associates | Iron Mountain | MI | 08/2006 | Present |
| Voya Financial Advisors | Iron Mountain | MI | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 801 RIVER AVE; IRON MOUNTAIN; MI; 49801; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 2/9/2006; 16; 16; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Planning Associates; Yes; 801 RIVER AVE; IRON MOUNTAIN; MI; 49801; FINANCIAL SERVICES/DBA; Owner; 8/1/2006; 160; 160; selling securities and insurance products.|NAME OF ENTITY:Laird Trepp-Rental Income; No; 801 RIVER AVE; IRON MOUNTAIN; MI; 49801; RENTAL PROPERTY; Owner; 7/20/2020; 2; 0; COLLECT RENT , MAINTAIN OFFICE BUILDING|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-19 |
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