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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-06-29
  • MI RA
    APPROVED
    Since 2023-06-29

Branch Locations

1214 N Lincoln Rd, Escanaba, MI 49829 • United States

1001 Carpenter Ave., Iron Mountain, MI 49801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ehp The Employers Choice El Segundo CA 05/2026 Present
Voya Financial Advisors, Inc. Iron Mountain MI 04/2015 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
P & H Holdings Llc Iron Mountain MI 07/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/2026 → Present
    Ehp The Employers Choice
    El Segundo, CA
  • 04/2015 → 06/2021
    Iron Mountain, MI
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2021 → Present
    P & H Holdings Llc
    Iron Mountain, MI
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1001 CARPENTER AVE; Iron Mountain; MI; 49801; Fixed Insurance Sales; Independent Insurance Agent; 4/24/2015; 40; 40; Sale and Service Fixed and P and C Insurance Products 2. NAME OF ENTITY:RA PEPIN, LLC.; NO; 1103 EAST E. ST, ; IRON MOUNTAIN; MI; 49801; S-CORP; OWNER; 12/2021; 0; 0; S-CORP FOR TAX PURPOSES ONLY. 3. NAME OF ENTITY:SCOTT SANDERS AGENCY; No; 1001 CARPENTER AVE; IRONMOUNTAIN; MI; 49801; FIXED INSUANCE/DBA; INDEPENDENT INSURANCE AGENT; 1/2/2018; 160; 160; SELL AND SERVICE FIXED INSURANCE PRODUCTS AND P&C 4. NAME OF ENTITY: Dickinson Hospitals' Foundation; No; none; Iron Mountain; MI; 49801; NON-PROFIT ORGANIZATION; MEMBER OF THE BOARD OF TRUSTEE; 7/30/2018; 4; 4; ATTEND MEETINGS,VOTE ON WHERE THE MONEY SHALL BE ALLOCATED. 5. NAME OF ENTITY:906 Wealth Management LLC; Yes; 1001 Carpenter Ave; Iron Mountain; MI; 49801; Financial Services/DBA; Partner; 8/1/2020; 160; 160; Sale and Service, Securities and Investment Products 6. NAME OF ENTITY: Tommy Johnson Memorial Golf Outing; No; 217 Izzo-Mariucci Way; Iron Mountain; MI; 49801; Booster Club; Committee Member; 6/1/2020; 5; 0; Plan, run, and support the golf outing and fundraising efforts for the local schools athletic department. Fundraising, organizing, giving ideas for the golf outing 7. NAME OF OTHER BUSINESS: P & H HOLDING LLC; INVESTMENT RELATED: NO; ADDRESS: 1103 E E. STREET IRON MOUNTAIN, MI 49801; NATURE OF BUSINESS: REAL ESTATE; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: CO-OWNER/MANAGER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: OWN AND MANAGE LLC; 8. NAME OF OTHER BUSINESS: RCW LANDS, LLC; INVESTMENT RELATED: NO; ADDRESS: 1103 E E ST, IRON MOUNTAIN, MI 49801; NATURE OF BUSINESS: COMMERCIAL RENTAL; START DATE: 2/2023; POSITION/TITLE/RELATIONSHIP: PART OWNER/PARTNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: WORK THROUGH LOGISTICS OF PURCHASING/LEASING COMMERCIAL BUILDING; 9. NAME OF OTHER BUSINESS: MCHS FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 611 N SAINT JOSEPH AVE MARSHFIELD, WI 54449 NATURE OF BUSINESS: NON PROFIT; START DATE: 11/2024; POSITION/TITLE/RELATIONSHIP: APPOINTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS, DISCUSS PROJECTS, HELP DECIDE ON PROJECT FOCUS AND RESOURCE AREAS, HELP CONNECT WITH DONORS; 10. NAME OF OTHER BUSINESS: EHP THE EMPLOYERS CHOICE INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: WELLNESS EMPLOYEE BENEFITS; START DATE: 5/18/2026; POSITION/TITLE/RELATIONSHIP: AFFILIATE; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: CONNECT EHP WITH QUALIFIED BUSINESS OWNERS-PROVIDE EMPLOYEE BENE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-08
S63 Uniform Securities Agent State Law Examination 2012-05-09
  • S65 Uniform Investment Adviser Law Examination
    2017-08-08
  • S63 Uniform Securities Agent State Law Examination
    2012-05-09
Other Names
  • Ryan Pepin

View on SEC IAPD

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