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254 Munoz Rivera Ave 11Th Floor, San Juan, PR 00918 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2022-06-02 |
Branch Locations
254 Munoz Rivera Ave 11Th Floor, San Juan, PR 00918 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Weehawken | NJ | 08/2004 | 09/2017 |
| Bnc International Advisors Inc. | San Juan | PR | 09/2017 | 06/2019 |
| Portfolio Resources Group, Inc. | Miami | FL | 08/2018 | Present |
| Vauban Wealth Management | San Juan | PR | 10/2019 | Present |
| Oriental Financial Services Llc | San Juan | PR | 04/2022 | Present |
MATOCO LLC,Is , Consulting Firm,"URB EL CEREZAL, CALLE ORINOCO # 1680, SAN JUAN, PR, 00926, United States",Compliance Consulting & Management Services,Sole Owner,4/1/2020, 60-80 hours per month,10 hours per month during trading hours,Other Compensation,Dividends distributions as sole ownerr, income varies per contract. Mainly by fixed agreed amount. Duties: Consult entities on compliance policies, procedures and management strategies".
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-29 |
| S66 | Uniform Combined State Law Examination | 2001-09-13 |
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