Richard Thomas Andrews

Employer firm

Advocate Investing Services CRD 273035

$187M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• ADVISORY CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2005 → Present
  Lpl Financial Llc
  Pasadena, MD
• 08/2016 → Present
  Advocate Investing Services
  Woodbine, MD

Previous Registrations

• 2002-08-29 → 2005-05-11
  Valic Financial Advisors, Inc.
  Glen Burnie, MD

Other Businesses

(1) 10/15/2012: ANDREWS WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 10/04/2016: ADVOCATE INVESTING SERVICES - Registered Investment Advisor Hybrid - DBA: (Hybrid) ADVOCATE INVESTING SERVICES - INV REL - 5168 MOUNTAIN ROAD PASADENA,MD. 21122 - Start 04/01/2016 - 160 Hr/Mo; 160 Hours During Securities Trading - I provide investment advisory services through Advocate Investing Services, an independent investment advisor firm. I started this business activity in August 2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-07-02
• S63 Uniform Securities Agent State Law Examination
  1997-05-15