Joseph Raymond Gallagher

Current Employers

Employment History

• 03/2005 → Present
  Lpl Financial, Llc
  Mount Airy, MD
• 03/2005 → Present
  Advocate Investing Services
  Woodbine, MD

Previous Registrations

• 1997-09-15 → 2005-03-22
  Strategic Advisers Llc
  Bethesda, MD

Other Businesses

1. 12/14/2004 - ADVOCATE INVESTING SERVICES - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s). 2. 10/18/2010 - No Business Name - Investment Related - Betheany Beach, DE 19930 - Real Estate Rental - 2% Time Spent - 1 rental unit at Sea Colony. 3. 10/4/2016 - Advocate Investing Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/01/2015 - 150 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through Advocate Investing Services, an independent investment advisor firm. I started this business activity in August 2016. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 09/11/2019 - HGG Ventures - Investment Related - Woodbine, MD 21797 - Real Estate Rental -Start Date - 08/19/2019 - 1 Hours Per Month/ 1 Hours During Securities Trading. 5. 4/29/2021 - Gallagher Holdings - Investment Related - 15949 Frederick Rd Woodbine, MD 21797 - Real Estate Rental - Start Date: 5/1/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Renting the other office building. 6. 01/27/2022 - No Business Name - Not Investment Related - Home Based - Other-Author - Start Date: 06/01/2021 - 15 Hours Per Month/0 Hours During Securities Trading - Wrote a book called "Born Again". 7. 05/17/2024 - No Business Name - Not Inv. Related - Mount Airy, MD = Other - Business Owner - Created a card game called "Here's the Deal" - Start Date: 9/5/2023 - 5 Hrs/mo; 0 Hrs during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-02-01
• S63 Uniform Securities Agent State Law Examination
  1994-10-11

Designations