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6300 E. El Dorado Plaza A200, Tucson, AZ 85715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-30 |
| AZ | RA | APPROVED | 2019-11-05 |
Branch Locations
6300 E. El Dorado Plaza A200, Tucson, AZ 85715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Tucson | AZ | 01/2001 | 09/2019 |
| Shepherd Wealth Group, Inc. | Tucson | AZ | 05/2019 | 09/2019 |
| Shepherd Wealth Group, Inc. | Tucson | AZ | 09/1995 | 09/2019 |
| Retirement Financial Services, Inc. | Tucson | AZ | 09/1995 | Present |
| Shepherd Wealth & Retirement, Llc | Tucson | AZ | 09/2019 | Present |
09/27/1995 - RETIREMENT FINANCIAL SERVICES, INC. - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE DBA - Time Spent 1%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-29 |
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