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Christopher Edward Murtha

Capital Analysts

Hartford, CT

Lincoln Investment

Hartford, CT

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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2016-08-12
  • CT RA
    APPROVED
    Since 2016-08-12

Branch Locations

105 Prospect Avenue, Hartford, CT 06106 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2007-09-27
  • CT RA
    APPROVED
    Since 2007-09-27

Branch Locations

105 Prospect Avenue, Hartford, CT 06106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Planning, Inc. Hartford CT 09/2007 Present
  • 09/2007 → Present
    Lincoln Investment Planning, Inc.
    Hartford, CT
Previous Registrations
  • 2007-04-17 → 2007-09-07
    Global Portfolio Strategies, Inc.
    Hartford, CT
  • 2003-12-09 → 2005-07-29
    Td Ameritrade, Inc.
    Jersey City, NJ
Other Businesses

HOWARD FINANCIAL AND ASSOCIATES PLLC POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2007 ADDRESS: 105 Prospect Ave., West Hartford CT 06109, United States DESCRIPTION: Provide life insurance and/or fixed annuities to clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-06
S63 Uniform Securities Agent State Law Examination 1996-08-29
  • S66 Uniform Combined State Law Examination
    2003-11-06
  • S63 Uniform Securities Agent State Law Examination
    1996-08-29
Other Names
  • Chris Murtha

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
LPL FINANCIAL LLC

Other Investors

RANDY SCOTT HOLMEEN
PETER NILS JUNGGREN
JONATHAN TAYLOR KEENEY FRUCCE
Cassandra R Beauvais
Danny Alberto Parenteau
STEVEN THOMAS NORRIS
SALVATORE JOSEPH TARTAGLIONE
TIMOTHY DONALD BRODERICK

Other Offices

NEBRODI PARTNERS, LLC · HARTFORD, CT
MORGAN STANLEY · Hartford, CT
ERNST & YOUNG INVESTMENT ADVISERS LLP · HARTFORD, CT
ROCKEFELLER FINANCIAL LLC · Hartford, CT
BRADLEY FOSTER & SARGENT INC · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
BRADLEY FOSTER & SARGENT INC · Hartford, CT

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