Mark James Lucaccioni

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Llc
  Westchester, IL
• 09/2009 → Present
  Prairie Rock Financial Group
  Westchester, IL
• 06/2014 → Present
  Prairie Sky Financial Group, Llc
  Westchester, IL

Previous Registrations

• 2014-06-30 → 2025-11-12
  Prairie Sky Financial Group
  Lake Bluff, IL
• 2002-06-27 → 2009-10-02
  Cuna Brokerage Services, Inc.
  Gurnee, IL
  Gurnee, IL

Other Businesses

1) 08/07/2009: PRAIRIE ROCK FINANCIAL GROUP, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) 2) 08/21/2014: PRAIRIE SKY FINANCIAL GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSIENSS LOCATION(S) - START 08/01/2014 - 172 HR/MO 173 DURING SECS TRDG HRS 3) 04/29/2015: PRAIRIE SKY FINANCIAL GROUP - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID: (HYBRID) PRAIRIE SKY FINANCIAL GROUP - START 08/01/2014 - 170 HR/MO 40 DURING SECS TRDG HRS 4) 10/26/2020 - 3876 Harvard, LLC - Investment Related - Home Based & Gilbert AZ 85234 - Real Estate Rental - Started 09/01/2019 - 5 Hours Per Month/0 Hours During Securities Trading - Rental/Investment property in Arizona (single family home). 5) 4/6/2021 - BVL Holdings, LLC - Investment Related - Chicago, IL 60603 & Glenview, IL 60025 - Real Estate Rental - Start Date: 4/1/2021 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2002-06-24
• S63 Uniform Securities Agent State Law Examination
  1996-07-03

Designations

• Certified Financial Planner