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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-15 |
| FL | RA | APPROVED | 2025-10-15 |
| CA | RA | APPROVED | 2025-10-14 |
| IL | RA | APPROVED | 2025-10-14 |
| WI | RA | APPROVED | 2025-10-14 |
Branch Locations
1211 W. 22Nd St, Suite 209, Oak Brook, IL 60523 • United States
75 E Scranton Ave Fl 2, Lake Bluff, IL 60044-2529 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Westchester | IL | 09/2009 | Present |
| Prairie Rock Financial Group | Westchester | IL | 09/2009 | Present |
| Prairie Sky Financial Group, Llc | Westchester | IL | 06/2014 | Present |
1) 08/07/2009: PRAIRIE ROCK FINANCIAL GROUP, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) 2) 08/21/2014: PRAIRIE SKY FINANCIAL GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSIENSS LOCATION(S) - START 08/01/2014 - 172 HR/MO 173 DURING SECS TRDG HRS 3) 04/29/2015: PRAIRIE SKY FINANCIAL GROUP - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID: (HYBRID) PRAIRIE SKY FINANCIAL GROUP - START 08/01/2014 - 170 HR/MO 40 DURING SECS TRDG HRS 4) 10/26/2020 - 3876 Harvard, LLC - Investment Related - Home Based & Gilbert AZ 85234 - Real Estate Rental - Started 09/01/2019 - 5 Hours Per Month/0 Hours During Securities Trading - Rental/Investment property in Arizona (single family home). 5) 4/6/2021 - BVL Holdings, LLC - Investment Related - Chicago, IL 60603 & Glenview, IL 60025 - Real Estate Rental - Start Date: 4/1/2021 - 1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-03 |
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