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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-10-15
FL RA APPROVED 2025-10-15
CA RA APPROVED 2025-10-14
IL RA APPROVED 2025-10-14
WI RA APPROVED 2025-10-14
  • AZ RA
    APPROVED
    Since 2025-10-15
  • FL RA
    APPROVED
    Since 2025-10-15
  • CA RA
    APPROVED
    Since 2025-10-14
  • IL RA
    APPROVED
    Since 2025-10-14
  • WI RA
    APPROVED
    Since 2025-10-14

Branch Locations

1211 W. 22Nd St, Suite 209, Oak Brook, IL 60523 • United States

75 E Scranton Ave Fl 2, Lake Bluff, IL 60044-2529 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Westchester IL 09/2009 Present
Prairie Rock Financial Group Westchester IL 09/2009 Present
Prairie Sky Financial Group, Llc Westchester IL 06/2014 Present
  • 09/2009 → Present
    Westchester, IL
  • 09/2009 → Present
    Prairie Rock Financial Group
    Westchester, IL
  • 06/2014 → Present
    Prairie Sky Financial Group, Llc
    Westchester, IL
Previous Registrations
  • 2014-06-30 → 2025-11-12
    Prairie Sky Financial Group
    Lake Bluff, IL
  • 2002-06-27 → 2009-10-02
    Cuna Brokerage Services, Inc.
    Gurnee, IL
    Gurnee, IL
Other Businesses

1) 08/07/2009: PRAIRIE ROCK FINANCIAL GROUP, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) 2) 08/21/2014: PRAIRIE SKY FINANCIAL GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSIENSS LOCATION(S) - START 08/01/2014 - 172 HR/MO 173 DURING SECS TRDG HRS 3) 04/29/2015: PRAIRIE SKY FINANCIAL GROUP - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID: (HYBRID) PRAIRIE SKY FINANCIAL GROUP - START 08/01/2014 - 170 HR/MO 40 DURING SECS TRDG HRS 4) 10/26/2020 - 3876 Harvard, LLC - Investment Related - Home Based & Gilbert AZ 85234 - Real Estate Rental - Started 09/01/2019 - 5 Hours Per Month/0 Hours During Securities Trading - Rental/Investment property in Arizona (single family home). 5) 4/6/2021 - BVL Holdings, LLC - Investment Related - Chicago, IL 60603 & Glenview, IL 60025 - Real Estate Rental - Start Date: 4/1/2021 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-24
S63 Uniform Securities Agent State Law Examination 1996-07-03
  • S66 Uniform Combined State Law Examination
    2002-06-24
  • S63 Uniform Securities Agent State Law Examination
    1996-07-03
Designations

View on SEC IAPD

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