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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-05-26 |
| ME | RA | APPROVED | 2002-08-19 |
| TX | RA | APPROVED_RES | 1999-11-26 |
Branch Locations
One City Center 10Th Floor, Portland, ME 04101 • United States
Cumberland Foreside, ME • United States
Estero, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Portland | ME | 11/1999 | Present |
Cheverus High School,PortlandMaineUnited States,Educational EstablishmentEducationJesuit High School,Member of Board of directors,Chair the Investment Committee and member of the executive Committee,Start date -9/1/2021
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-06-21 |
| S65 | Uniform Investment Adviser Law Examination | 1996-06-21 |
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