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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-06-20 |
Branch Locations
538 Preston Avenue, Meriden, CT 06450-4858 • United States
151 East Sunrise Hwy, N. Lindenhurst, NY 11757 • United States
151 E. Sunrise Highway, Lindenhurst, NY 11757 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Apple Bank For Savings | Bay Ridge | NY | 06/2009 | 07/2022 |
| Infinex Investments, Inc. | Brooklyn | NY | 07/2016 | 07/2022 |
| Td Bank N.A. | Melville | NY | 08/2022 | 06/2023 |
| Td Private Client Wealth Llc | Melville | NY | 08/2022 | 06/2023 |
| Infinex Investments, Inc. | Meriden | CT | 06/2023 | Present |
| Apple Bank | Lindenhurst | NY | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-08 |
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