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Ligaya P Choo

J.P. Morgan Securities LLC

Newcastle, WA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-04
WA RA APPROVED 2021-05-19
  • TX RA
    APPROVED_RES
    Since 2023-06-04
  • WA RA
    APPROVED
    Since 2021-05-19

Branch Locations

13033 Newcastle Way, Newcastle, WA 98056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Issaquah WA 06/1992 02/2021
J.P. Morgan Securities Llc Newcastle WA 02/2021 Present
Jpmorgan Chase Bank, N.A. Newcastle WA 02/2021 Present
  • 06/1992 → 02/2021
    Jpmorgan Chase Bank, N.A.
    Issaquah, WA
  • 02/2021 → Present
    J.P. Morgan Securities Llc
    Newcastle, WA
  • 02/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Newcastle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-06
S63 Uniform Securities Agent State Law Examination 1996-03-27
  • S66 Uniform Combined State Law Examination
    2021-05-06
  • S63 Uniform Securities Agent State Law Examination
    1996-03-27
Other Names
  • Ligaya A Pena

View on SEC IAPD

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