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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-09
WA RA APPROVED 2025-12-09
  • TX RA
    APPROVED
    Since 2025-12-09
  • WA RA
    APPROVED
    Since 2025-12-09

Branch Locations

13033 Newcastle Way, Newcastle, WA 98056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Mercer Island WA 12/2025 Present
J.P. Morgan Securities Llc Mercer Island WA 12/2025 Present
Unemployed Bellevue WA 11/2025 11/2025
Allstate Financial Services Lincoln NE 08/2025 10/2025
Allstate Financial Advisors Llc Lincoln NE 07/2025 10/2025
Allstate Financial Services, Llc Lincoln NE 07/2025 10/2025
Unemployed Bellevue WA 03/2025 06/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 01/2020 02/2025
Bank Of America Charlotte NC 01/2020 02/2025
Momac Mex Inc Mercer Island WA 05/2012 12/2019
Momac Inc Dba Subway Mercer Island WA 06/2011 12/2019
  • 12/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Mercer Island, WA
  • 12/2025 → Present
    Mercer Island, WA
  • 11/2025 → 11/2025
    Unemployed
    Bellevue, WA
  • 08/2025 → 10/2025
    Allstate Financial Services
    Lincoln, NE
  • 07/2025 → 10/2025
    Lincoln, NE
  • 07/2025 → 10/2025
    Allstate Financial Services, Llc
    Lincoln, NE
  • 03/2025 → 06/2025
    Unemployed
    Bellevue, WA
  • 01/2020 → 02/2025
    New York, NY
  • 01/2020 → 02/2025
    Bank Of America
    Charlotte, NC
  • 05/2012 → 12/2019
    Momac Mex Inc
    Mercer Island, WA
  • 06/2011 → 12/2019
    Momac Inc Dba Subway
    Mercer Island, WA
Previous Registrations
Other Businesses

Entity Name: License Corporation Investment related: No Address: www.licensecorporation.com Jackson Hole, Wyoming Nature of the other business: Artificial Intelligence Position/Title/Relationship: Owner/Partner Start Date: 04/22/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am angel investing in this startup for the purposes of an equity stake in the business. I have no role in the business apart from being an angel investor. The company is still in the startup phase and is not publicly listed. This business uses AI to help companies stay licensed and in compliance with state specific rules. It also helps states identify companies that are operating without a business license and capture that revenue.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-21
  • S66 Uniform Combined State Law Examination
    2021-04-21

View on SEC IAPD

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