Daniel Bradford Barry

Current Employers

Employment History

• 07/2015 → Present
  Lockton Companies, Llc
  Denver, CO
• 07/2015 → Present
  Lockton Financial Advisors, Llc
  Denver, CO
• 07/2015 → Present
  Lockton Investment Advisors, Llc
  Denver, CO
• 06/2019 → Present
  Kestra Investment Services, Llc.
  Charlotte, NC
• 06/2019 → Present
  Kestra Advisory Services, Llc,
  Charlotte, NC

Previous Registrations

• 2015-07-13 → 2019-06-07
  Lockton Investment Advisors, Llc
  Charlotte, NC
  Overland Park, KS
• 2001-12-31 → 2015-07-14
  Principal Securities, Inc.
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Des Moines, IA
  Charlotte, NC
  Charlotte, NC

Other Businesses

Business Name: NFP Corp Services SE Investment Related: Yes Address: 1901 Roxborough Road Charlotte NC 28211 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: SVP Nonqualified Plan Specialist and Southeast Practice Leader Start Date: 6/1/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Sales and Consulting for Executive Benefit Plans Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway, Bldg 2, suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 6/6/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: IAR Business Name: North Carolina Republican Party Executive Committee NC Republican Party 9th District Executive Committee Union county Nc Republican Party Executive Committee Investment Related: No Address: 1506 Hillsborough Street Raleigh NC 27605 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Committee Member Start Date: 6/1/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Provide leadership and advice to North Carolina Republican Party and its affiliates Business Name: Wealth Preservation Inc Investment Related: Yes Address: 8207 Lake Providence Dr Weddington NC 28104 Nature of Business: Insurance Position, Title or Relationship: Owner and President Start Date: 11/16/1995 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: those of Owner Business Name: Hornet's Nest Republican Men's Club Investment Related: No Address: P.O. Box 2172 Indian Trail NC 28079 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: President Start Date: 8/9/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Those of President, Most recruiting members and leading meetings Business Name: Right Course Consulting, LLC Investment Related: No Address: 8207 Lake Providence Dr Weddington NC 28104 Nature of Business: Consulting Position, Title or Relationship: President and Owner Start Date: 5/14/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Those of President / Owner Business Name: PRESBYTERY OF THE CENTRAL CAROLINAS POSITION: Moderator NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 8207 Lake Providence Drive, Weddington NC 28104 DESCRIPTION: Lead the Presbytery of the Central Carolinas. This is a body of the Evangelical Presbyterian Church. We are made up of 44 churches in central and western North Carolina.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-23
• S63 Uniform Securities Agent State Law Examination
  1996-04-18

Other Names

• Daniel B Barry