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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-05-27 |
| OK | RA | APPROVED | 2010-11-30 |
| AZ | RA | APPROVED | 2010-11-22 |
| CO | RA | APPROVED | 2010-11-19 |
| FL | RA | APPROVED | 2010-11-19 |
| MI | RA | APPROVED | 2010-11-19 |
| OH | RA | APPROVED | 2010-11-19 |
| NV | RA | APPROVED | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Reno | NV | 06/2009 | Present |
*539827 - POA; Investment related: Yes; Hanford, California; POA; 01/2023; During business hours: 1; After business hours: 0; *539648 - Trust; Investment related: Yes; Hanford, California; Trust; Trustee/Co-Trustee; 01/2023; During business hours: 1; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-20 |
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