Stephen Mark Stackhouse

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-09
OR	RA	APPROVED	2017-06-08
OH	RA	APPROVED	2012-07-18
PA	RA	APPROVED	2011-04-20

TX RA
APPROVED

Since 2025-06-09
OR RA
APPROVED

Since 2017-06-08
OH RA
APPROVED

Since 2012-07-18
PA RA
APPROVED

Since 2011-04-20

Branch Locations

187 Hershey Rd, Hummelstown, PA 17036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Hershey	PA	04/2011	Present

04/2011 → Present

Lpl Financial Llc

Hershey, PA

Previous Registrations

2002-11-04 → 2011-04-27

National Planning Corporation

Hershey, PA

Other Businesses

1. 03/24/2011 - Stackhouse Planning, Inc - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 03/24/2011 - Hershey Retirement Solutions - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-05-03
S63	Uniform Securities Agent State Law Examination	1996-04-19

S65 Uniform Investment Adviser Law Examination

1996-05-03
S63 Uniform Securities Agent State Law Examination

1996-04-19

Designations

Certified Financial Planner

Other Names

Steve Stackhouse
Stack Stackhouse

View on SEC IAPD