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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2011-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Hershey | PA | 04/2011 | Present |
(1) 03/24/2011: No Business Name - DBA for LPL Business (entity for LPL business) - Hershey Retirement Solutions - INV REL - At Reported Business Location(s) (2) 06/29/2016: Middletown Area School District - Outside/W-2 Employment - NOT INV REL - Start 08/01/2016 - water street, Middletown PA 17057 - Percussion Instructor for the Middletown Area School District - 2 Hr/Mo; 0 Hours During Securities Trading (3) 01/26/2024 - Other - Music - Freelance Musician - Not Investment Related - Various Location(s) -Start Date 01/01/2024 - 2 Hours Per Month/ 0 Hours During Trading (4) 01/26/2024 - C.Alan Publications - Other - Composer - Composer - Not Investment Related - Home Based -Start Date 01/01/2024 - 4 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-06 |
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