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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2004-01-14
TX RA APPROVED_RES 2003-07-01
  • TN RA
    APPROVED
    Since 2004-01-14
  • TX RA
    APPROVED_RES
    Since 2003-07-01

Branch Locations

5005 Maryland Way Ste 125, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Brentwood TN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Brentwood TN 11/2016 Present
Previous Registrations
  • 1997-06-04 → 2003-07-01
    Prudential Equity Group, Llc
    Brentwood, TN
Other Businesses

MUDDY BOOTS LIVESTOCK; NOT INV RELATED; CATTLE; 100% OWNERSHIP; START 4/30/2015; 50 HOURS PER MONTH, 0 DURING TRADING; RAISE, BREED, AND SELL ANGUS CATTLE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-31
S63 Uniform Securities Agent State Law Examination 1996-05-24
  • S65 Uniform Investment Adviser Law Examination
    1996-05-31
  • S63 Uniform Securities Agent State Law Examination
    1996-05-24
Other Names
  • Thomas Taylor Ferraro
  • Thomas Tom Ferraro
  • Tom Ferraro

View on SEC IAPD

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