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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2019-05-28 |
Branch Locations
8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States
Speedway, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Indianapolis | IN | 04/2019 | Present |
| Ey | Indianapolis | IN | 03/2015 | 02/2017 |
| Puppy Pitstop | Speedway | IN | 01/2014 | Present |
| Charles Schwab Bank Ssb | Indianapolis | IN | 05/2021 | Present |
Puppy Pitstop, start 01/01/2014, Speedy, IN Manager Family Business. Family Owned Business - dog boarding and daycare. My wife is the primary manager. I assist with various duties including taking care of animals in our care, cleaning, maintenance, general customer service. Hours per month less than 20
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-09-09 |
| S65 | Uniform Investment Adviser Law Examination | 2017-06-30 |
| S66 | Uniform Combined State Law Examination | 2005-03-19 |
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