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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-31
  • FL RA
    APPROVED
    Since 2023-05-31

Branch Locations

2333 Ponce De Leon Blvd. Suite 500, Coral Gables, FL 33134 • United States

Key Biscayne, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Coral Gables FL 07/2010 05/2023
Morgan Stanley Private Bank, National Association New York NY 01/2015 05/2023
Raymond James & Associates Coral Gables FL 05/2023 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 05/2023
  • 07/2010 → 05/2023
    Coral Gables, FL
  • 01/2015 → 05/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 05/2023 → Present
    Raymond James & Associates
    Coral Gables, FL
  • 01/2015 → 05/2023
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

(1)Name of Business: Address: 99 SW 7th Street, Miami, FL, 33130, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: pre construction condo in Miami -Lofty Brickell .Project to be completed by the end of 2026.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-05-13
  • S66 Uniform Combined State Law Examination
    1999-05-13
Other Names
  • Alexander Deoliviera
  • Alexander Quintino Deoliveira
  • Alexander Quintino De Oliveria
  • Alexander De Oliveria

View on SEC IAPD

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