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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2009-09-18 |
Branch Locations
1675 N Military Trail Ste 500 [D9-Rbo], Boca Raton, FL 33486 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Fort Lauderdale | FL | 08/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fort Lauderdale | FL | 11/2016 | Present |
BSQ'D PROPERTIES; INV RELATED; DELRAY BEACH, FL; RENTAL PROPERTY; 50% OWNERSHIP; START 6/1/2011; 1 HOUR PER MONTH, 0 DURING TRADING; OWNER. 50% OWNER OF R2J PROPERTIES, FLORIDA RENTAL CONDO, DELBAY FL, 1 HOUR PER MONTH, START 02/11 BFK LLC, INV RELATED, BOCA RATON FL, 100% OWNER, START: 2009, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: OWNER OF INVESTMENT PROPERTY. RENTAL PROPERTY; INVESTMENT RELATED; DELRAY BEACH,FL; 50% OWNERSHIP; START DATE 06/01/2011; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INVESTMENT RELATED; DELRAY BEACH,FL; 50% OWNERSHIP; START DATE 01/27/2011; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INVESTMENT RELATED; SHADY SIDE,PA; 90% OWNERSHIP; START DATE 12/14/2009; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-31 |
| S65 | Uniform Investment Adviser Law Examination | 1997-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-11 |
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