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340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-12-01 |
Branch Locations
8775 Folsom Blvd. Suite 100, Sacramento, CA 95826 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2015 | 11/2017 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2015 | 11/2017 |
| Hanson Mcclain Securities | Sacramento | CA | 11/2017 | Present |
1.INDEPENDENT INSURANCE AGENT, 8775 Folsom Blvd, Suite 100, Sacramento, CA 95826, 1/2000-PRESENT, INSURANCE SALES FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - APPROX. 20 POLICIES SOLD PER YR - 1 HOUR/MONTH DURING TRADING HOURS. 2. HANDS FOR HOPE, 5005 WINDPLAY DR., SUITE 2, EL DORADO HILLS, CA 95762, NOT INVESTMENT RELATED, NATURE OF THE BUSINESS: YOUTH CHARITY, START DATE: 08/2021, TITLE: MEMBER OF BOARD OF DIRECTORS, HOURS: 2 HOURS/WEEK, OCCUR DURING BUSINESS HOURS: NO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-10 |
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