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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-22
  • TX RA
    APPROVED
    Since 2009-01-22

Branch Locations

201 Main St Ste 1700, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fort Worth TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Fort Worth TX 11/2016 Present
Previous Registrations
  • 2007-04-02 → 2009-01-26
    Morgan Stanley & Co. Llc
    Ft. Worth, TX
  • 2006-04-27 → 2007-04-02
    Morgan Stanley Dw Inc.
    Ft. Worth, TX
  • 2004-06-28 → 2004-08-30
    Ft Worth, TX
  • 2003-05-28 → 2004-06-21
    Comerica Securities
    Dallas, TX
Other Businesses

EAGLE MOUNTAIN LAKE EQUESTRIAN CENTER, NOT INVESTMENT RELATED, 8997 BOAT CLUB RD. FT WORTH TX, HORSEBACK RIDING, INSTRUCTOR, START DATE 12/01/06, 20 HRS PER MNTH, NOT DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-23
  • S66 Uniform Combined State Law Examination
    2003-05-23
Other Names
  • Janet Lee Ghormley
  • Janet Lee Warren

View on SEC IAPD

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