David Roger Primozich

Current Employers

Employment History

• 07/2016 → Present
  Stone Arch Wealth Advisors, Llc
  Cheshire, CT
• 08/2016 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 10/2020 → Present
  Sovereign Financial Group, Inc.
  Stamford, CT

Previous Registrations

• 2017-01-19 → 2021-03-02
  Stone Arch Wealth Advisors, Llc
  Wethersfield, CT
  Cheshire, CT
• 2016-08-01 → 2016-12-31
  Stone Arch Wealth Advisors, Llc
  Wethersfield, CT
• 2005-11-18 → 2016-08-02
  Commonwealth Financial Network
  Cheshire, CT
  Cheshire, CT
  Southport, CT
• 2003-03-07 → 2005-12-15
  Advest, Inc.
  Glastonbury, CT
• 1999-05-24 → 2003-04-09
  Veravest Investment Advisors, Inc.
  Glastonbury, CT

Other Businesses

1. FIXED INSURANCE - INVESTMENT RELATED. 78 BEAVER ROAD WETHERSFIELD, CT 06109. START DATE 07/29/2016. 1 HOUR/MONTH. 2. POWER OF ATTORNEY AND EXECUTOR-FAMILY RELATED. 3. PRIMOZICH PROFIT SHARING PLAN; TRUSTEE; INVESTMENT RELATED; CONDUCTED AT BRANCH. 4. STONE ARCH WEALTH ADVISORS, LLC - INVESTMENT RELATED - 78 BEAVER ROAD, SUITE 2C WETHERSFIELD, CT 06109 - REGISTERED INVESTMENT ADVISER - PRINCIPAL - START DATE 07/29/2016 - 160 HOURS/MONTH DURING SECURITIES TRADING HOURS - DUTIES: MANAGE INVESTMENT ADVISORY FIRM. 5. PURSHE KAPLAN STERLING INVESTMENTS - INVESTMENT RELATED - 78 BEAVER ROAD, SUITE 2C, WETHERSFIELD, CT 06109 - SECURITIES BROKER-DEALER - REGISTERED REPRESENTATIVE - START DATE 09/2016 - APPROXIMATELY 16 HOURS/MONTH DURING SECURITIES TRADING HOURS - DUTIES: BUY AND SELL SECURITIES. 6. Sovereign Financial Group, Inc. Investment Related. 78 BEAVER ROAD WETHERSFIELD, CT 06109. Investment management and financial planning. IAR. Start 10/2002. 80hrs/mo, 30hrs/mo during trading hours. Provide financial planning and investment related advice to clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-06-29
• S63 Uniform Securities Agent State Law Examination
  1997-10-06

Designations