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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2009-10-16
TX RA APPROVED_RES 2009-10-16
  • IA RA
    APPROVED
    Since 2009-10-16
  • TX RA
    APPROVED_RES
    Since 2009-10-16

Branch Locations

515 Grand Avenue, Ames, IA 50010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Ames IA 10/2009 Present
Previous Registrations
Other Businesses

1. La Confrérie de la Chaîne des Rôtisseurs; 285 Madison Ave Madison, NJ 07940; World's oldest international gastronomic society. Food&Wine. To promote, foster and encourage the culinary arts; Bailli of local Bailliage (president of local chapter); planning gourmet dinners and wine events; 10/15/2025; 6hrs/mth; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-25
S63 Uniform Securities Agent State Law Examination 1996-05-10
S65 Uniform Investment Adviser Law Examination 1996-05-06
  • S66 Uniform Combined State Law Examination
    2002-09-25
  • S63 Uniform Securities Agent State Law Examination
    1996-05-10
  • S65 Uniform Investment Adviser Law Examination
    1996-05-06
Other Names
  • Daniel Patrick Divine

View on SEC IAPD

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