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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2009-10-16 |
| TX | RA | APPROVED_RES | 2009-10-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Ames | IA | 10/2009 | Present |
1. La Confrérie de la Chaîne des Rôtisseurs; 285 Madison Ave Madison, NJ 07940; World's oldest international gastronomic society. Food&Wine. To promote, foster and encourage the culinary arts; Bailli of local Bailliage (president of local chapter); planning gourmet dinners and wine events; 10/15/2025; 6hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-10 |
| S65 | Uniform Investment Adviser Law Examination | 1996-05-06 |
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