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310 Marlboro Street, Keene, NH 03431 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2017-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Swanzey | NH | 01/2000 | 01/2017 |
| Optimum Wealth Llc | Keene | NH | 01/2017 | Present |
| Optimum Financial Llc | Keene | NH | 01/2000 | Present |
1-OPTIMUM FINANCIAL LLC; NON-INVESTMENT RELATED; 160 EMERALD ST., SUITE 10, KEENE NH 034; INSURANCE, LIFE, AND HEALTH; MEMBER, BROKER; 1/2000; 109 HRS/MONTH; N/A; COMPENSATION-COMMISSIONS; BENEFIT DESIGN AND PLANNING LIFE & HEALTH RELATED INSURANCE PLANNING, 2. RETIREMENT ANALYZER; INVESTMENT RELATED; C/O OPTIMUM FINANCIAL LLC 160 EMERALD STREET SUITE 10 KEENE NH 03431; RE-SALE OF SERVICE TO CLIENTS FOR SELF-SERVICE MONITER AND EDUCATE CLIENTS ON RETIREMENT; OWNER; 10/25/2011; 20-25 HRS/MONTH; 1HR/DAY; COMPENSATED PER LICENSE PER CLIENT; INTRODUCE AND EDUCATE CLIENTS AND FINANCIAL PROFESSIONALS TO THE ONLINE SERVICE 3)OPTIMUM FINANCIAL LLC BUSINESS RESOURCES & SERVICES;NOT INVESTMENT RELATED;160 EMERALD STREET,SUITE 10,KEENE,NH;ADDITIONAL RESOURCES/SERVICES FOR BUSINESS CLIENTELE;OWNER,MANAGER;9/25/2014;35 HRS/MONTH;1.75 HRS DURING TRADING;MARKETING THE RESOURCES TO BUSINESS CLIENTS,ONLINE INSURANCE AGENCY,COMMERCIAL LENDING BROKERAGE,SEARCH ENGINE OPTIMIZATION
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-04-11 |
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