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Michele Marie Klemm

Ameriprise Financial Services, LLC

Gurnee, IL

Grayslake, IL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2012-07-10
  • IL RA
    APPROVED
    Since 2012-07-10

Branch Locations

5101 Washington St Ste 2L, Gurnee, IL 60031 • United States

Grayslake, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Gurnee IL 01/2012 03/2020
Ameriprise Financial Services, Llc Gurnee IL 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-09
S63 Uniform Securities Agent State Law Examination 2005-12-15
  • S65 Uniform Investment Adviser Law Examination
    2012-07-09
  • S63 Uniform Securities Agent State Law Examination
    2005-12-15

View on SEC IAPD

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