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Mary Vinodhini Smith

Ameriprise Financial Services, LLC

Hanover, NH

W Lebanon, NH

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2003-12-11
NH RA APPROVED 1997-07-08
  • VT RA
    APPROVED
    Since 2003-12-11
  • NH RA
    APPROVED
    Since 1997-07-08

Branch Locations

45 Lyme Rd Ste 203, Hanover, NH 03755 • United States

W Lebanon, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Express Financial Advisors Inc. Dublin OH 03/1996 03/2020
Ameriprise Financial Services, Llc Bedford NH 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-29
S63 Uniform Securities Agent State Law Examination 1996-04-30
  • S65 Uniform Investment Adviser Law Examination
    1997-09-29
  • S63 Uniform Securities Agent State Law Examination
    1996-04-30
Designations

View on SEC IAPD

Other Firms

MICHAEL D. TAXMAN INVESTMENT MANAGEMENT
THE LYME TIMBER COMPANY LLC
CWM, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
GRANITE VALUE CAPITAL, LLC
J.P. MORGAN SECURITIES LLC
KESTRA ADVISORY SERVICES, LLC
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

MICHAEL DAVID TAXMAN
Nathaniel Monroe Fisher
Connor David Regan
BERNADETTE MARIE LONGFIELD
MARIA A GILDERDALE
Ryan ROBERT Longfield
JOSEPH JOHN PALATUCCI
KIMBERLY A HOUSE

Other Offices

MICHAEL D. TAXMAN INVESTMENT MANAGEMENT · HANOVER, NH
THE LYME TIMBER COMPANY LLC · HANOVER, NH
CWM, LLC · Hanover, NH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HANOVER, NH
GRANITE VALUE CAPITAL, LLC · HANOVER, NH
J.P. MORGAN SECURITIES LLC · Hanover, NH
KESTRA ADVISORY SERVICES, LLC · Hanover, NH
RAYMOND JAMES & ASSOCIATES, INC. · Hanover, NH

More in Hanover, NH

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