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Ian Arrowsmith

Scarborough Capital Management

Annapolis, MD

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Current Employers
Scarborough Capital Management

1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-03-05
MO RA APPROVED 2024-02-26
MA RA APPROVED 2024-02-22
FL RA APPROVED 2024-02-16
OR RA APPROVED 2024-01-31
AZ RA APPROVED 2024-01-24
MS RA APPROVED 2024-01-16
IL RA APPROVED 2024-01-11
NV RA APPROVED 2024-01-11
MI RA APPROVED 2024-01-10
NH RA APPROVED 2024-01-10
NC RA APPROVED 2024-01-10
SC RA APPROVED 2024-01-10
GA RA APPROVED 2024-01-09
LA RA APPROVED 2024-01-09
MN RA APPROVED 2024-01-09
VA RA APPROVED 2024-01-09
AL RA APPROVED 2024-01-08
CA RA APPROVED 2024-01-08
CO RA APPROVED 2024-01-08
CT RA APPROVED 2024-01-08
DE RA APPROVED 2024-01-08
IN RA APPROVED 2024-01-08
KS RA APPROVED 2024-01-08
KY RA APPROVED 2024-01-08
NJ RA APPROVED 2024-01-08
OH RA APPROVED 2024-01-08
OK RA APPROVED 2024-01-08
PA RA APPROVED 2024-01-08
WA RA APPROVED 2024-01-08
WV RA APPROVED 2024-01-08
WI RA APPROVED 2024-01-08
NY RA APPROVED 2024-01-07
MD RA APPROVED 2014-01-15
TX RA APPROVED 2014-01-15
  • DC RA
    APPROVED
    Since 2024-03-05
  • MO RA
    APPROVED
    Since 2024-02-26
  • MA RA
    APPROVED
    Since 2024-02-22
  • FL RA
    APPROVED
    Since 2024-02-16
  • OR RA
    APPROVED
    Since 2024-01-31
  • AZ RA
    APPROVED
    Since 2024-01-24
  • MS RA
    APPROVED
    Since 2024-01-16
  • IL RA
    APPROVED
    Since 2024-01-11
  • NV RA
    APPROVED
    Since 2024-01-11
  • MI RA
    APPROVED
    Since 2024-01-10
  • NH RA
    APPROVED
    Since 2024-01-10
  • NC RA
    APPROVED
    Since 2024-01-10
  • SC RA
    APPROVED
    Since 2024-01-10
  • GA RA
    APPROVED
    Since 2024-01-09
  • LA RA
    APPROVED
    Since 2024-01-09
  • MN RA
    APPROVED
    Since 2024-01-09
  • VA RA
    APPROVED
    Since 2024-01-09
  • AL RA
    APPROVED
    Since 2024-01-08
  • CA RA
    APPROVED
    Since 2024-01-08
  • CO RA
    APPROVED
    Since 2024-01-08
  • CT RA
    APPROVED
    Since 2024-01-08
  • DE RA
    APPROVED
    Since 2024-01-08
  • IN RA
    APPROVED
    Since 2024-01-08
  • KS RA
    APPROVED
    Since 2024-01-08
  • KY RA
    APPROVED
    Since 2024-01-08
  • NJ RA
    APPROVED
    Since 2024-01-08
  • OH RA
    APPROVED
    Since 2024-01-08
  • OK RA
    APPROVED
    Since 2024-01-08
  • PA RA
    APPROVED
    Since 2024-01-08
  • WA RA
    APPROVED
    Since 2024-01-08
  • WV RA
    APPROVED
    Since 2024-01-08
  • WI RA
    APPROVED
    Since 2024-01-08
  • NY RA
    APPROVED
    Since 2024-01-07
  • MD RA
    APPROVED
    Since 2014-01-15
  • TX RA
    APPROVED
    Since 2014-01-15

Branch Locations

1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. Annapolis MD 12/2008 12/2017
Scarborough Advisors, Llc Dba Scarborough Capital Management Annapolis MD 11/2013 Present
Independent Financial Group, Llc Annapolis MD 01/2018 Present
  • 12/2008 → 12/2017
    Sii Investments, Inc.
    Annapolis, MD
  • 11/2013 → Present
    Scarborough Advisors, Llc Dba Scarborough Capital Management
    Annapolis, MD
  • 01/2018 → Present
    Independent Financial Group, Llc
    Annapolis, MD
Previous Registrations
  • 1999-08-17 → 2014-01-29
    Scarborough Capital Management, Inc.
    Annapolis, MD
Other Businesses

(1) BALLAST PARTNERS LLC POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2016 ADDRESS: 1906 Towne Centre Blvd, Suite 260, Annapolis MD 21401, United States DESCRIPTION: 20% OWNER OF BALLAST PARTNERS, LLC, OFFICE SPACE PROPERTY. (2) SCARBOROUGH CAPITAL MANAGEMENT POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/01/1999 ADDRESS: 1906 Towne Centre Blvd, Suite 260, Annapolis MD 21401, United States DESCRIPTION: 20% OWNER AND IAR OF SCARBOROUGH CAPITAL MANAGEMENT , AN SEC REGISTERED INVESTMENT ADVISER OFFERING ADVISORY SERVICES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-03
S63 Uniform Securities Agent State Law Examination 1997-04-02
  • S65 Uniform Investment Adviser Law Examination
    1997-06-03
  • S63 Uniform Securities Agent State Law Examination
    1997-04-02

View on SEC IAPD

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