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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-03-16 |
Branch Locations
11201 North Port Washington Road (South), Mequon, WI 53092 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B.C. Ziegler And Company | Mequon | WI | 03/2013 | 03/2018 |
| Stifel, Nicolaus & Company, Incorporated | Mequon | WI | 03/2018 | Present |
1. Trinity Lutheran Church and School; 1268 Pleasant Valley Rd, West Bend, WI 53095; Church; Board of Elders member; Assist Pastor with functions of the church; 02/23/2020; 5 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-26 |
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