Robert Laine Malmquist

Employer firm

Provider Financial, Inc. CRD 168964

$304M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1997 → Present
  Lpl Financial Llc
  Indianapolis, IN
• 09/2013 → Present
  Provider Financial, Inc.
  Indianapolis, IN

Other Businesses

1. 11/01/2001: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance. 2. 5/8/2009: Provider Financial - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Time Spent 1% - Officer and owner of company. 3. 9/9/2013: INDIANAPOLIS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 10/2/2013: Provider Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 09/2013 - 120 Hours Per Month During Securities Trading - Time Spent 75% - I provide investment advisory services through Provider Financial, an independent investment advisor firm. I started this business activity in 09/2013. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-09-09

Designations

• Certified Financial Planner

Other Names

• Rob Malmquist