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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-10-01
TX RA APPROVED_RES 2019-10-01
  • PA RA
    APPROVED
    Since 2019-10-01
  • TX RA
    APPROVED_RES
    Since 2019-10-01

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 11/1996 Present
  • 11/1996 → Present
    The Vanguard Group, Inc.
    Malvern, PA
Previous Registrations
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-04
S63 Uniform Securities Agent State Law Examination 1996-04-11
  • S65 Uniform Investment Adviser Law Examination
    1999-02-04
  • S63 Uniform Securities Agent State Law Examination
    1996-04-11
Designations
Other Names
  • Al Weikel
  • Albert Weikel

View on SEC IAPD

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