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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-28 |
| CA | RA | APPROVED | 2012-07-25 |
Branch Locations
260 Ocean Ave, Laguna Beach, CA 92651 • United States
5 Park Plaza 19Th Fl [Xl-Rbo], Irvine, CA 92614 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Newport Beach | CA | 07/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Newport Beach | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-20 |
| S65 | Uniform Investment Adviser Law Examination | 2001-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-14 |
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