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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-14 |
| FL | RA | APPROVED | 2015-03-05 |
Branch Locations
789 Sw Federal Hwy Ste 304, Stuart, FL 34994 • United States
Palm City, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Stuart | FL | 02/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Stuart | FL | 11/2016 | Present |
XTREME LEFTY GUITARS INC.; PALM CITY, FL; RETAIL GUITAR SALES; 100% OWNERSHIP WITH SPOUSE; START: 05/01/2011; INTERNET GUITAR SALES; HOURS: 5 PER MONTH - 0 DURING TRADING; DUTIES: BUY/SELL/SHIP GUITARS.| THE METAMORPHOSIS EFFECT INC., NOT INV RELATED, PALM CITY, FL, 100% OWNERSHIP, START 8/20/2019, 10 HOURS PER MONTH, ZERO DURING TRADING, CREATE NEW DESIGN SPACES FOR HOMES AND BUSINESSES.| THE CHRYSALIS EFFECT INC., NOT INV RELATED, PALM CITY, FL, 100% OWNERSHIP, START 8/20/2019, 10 HOURS PER MONTH, ZERO DURING TRADING, CONCIERGE SERVICE FOR PARTY PLANNING PET SITTING, PERSONAL SHOPPING, MAKING TRAVEL ARRANGEMENTS.| THE BUTTERFLY EFFECTS CO., INV RELATED, PALM CITY, FL, 100% OWNERSHIP, START 8/20/2019, 4 HOURS PER MONTH, ZERO DURING TRADING, TO HOLD PERSONAL USE REAL ESTATE.| RIVER OAKS HOA, NOT INVT RELATED, PALM CITY, FL, PRESIDENT, START DATE 1/5/2023, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS TO DISCUSS UPKEEP OF PROPERTY AND SETTING ARCHITECTURAL REVIEW BOARD TO MANAGE HOMEOWNERS REQUEST.| THELMA & LOUISE ADVENTURES, LLC; INV RELATED; PALM CITY, FL; TRAVEL AND TOUR COMPANY; 100% OWNERSHIP; START DATE 06/06/2025; 4 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-09-30 |
| S65 | Uniform Investment Adviser Law Examination | 1997-09-30 |
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