Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-14
FL RA APPROVED 2015-03-05
  • TX RA
    APPROVED_RES
    Since 2020-01-14
  • FL RA
    APPROVED
    Since 2015-03-05

Branch Locations

789 Sw Federal Hwy Ste 304, Stuart, FL 34994 • United States

Palm City, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Stuart FL 02/2015 11/2016
Wells Fargo Clearing Services, Llc Stuart FL 11/2016 Present
Previous Registrations
Other Businesses

XTREME LEFTY GUITARS INC.; PALM CITY, FL; RETAIL GUITAR SALES; 100% OWNERSHIP WITH SPOUSE; START: 05/01/2011; INTERNET GUITAR SALES; HOURS: 5 PER MONTH - 0 DURING TRADING; DUTIES: BUY/SELL/SHIP GUITARS.| THE METAMORPHOSIS EFFECT INC., NOT INV RELATED, PALM CITY, FL, 100% OWNERSHIP, START 8/20/2019, 10 HOURS PER MONTH, ZERO DURING TRADING, CREATE NEW DESIGN SPACES FOR HOMES AND BUSINESSES.| THE CHRYSALIS EFFECT INC., NOT INV RELATED, PALM CITY, FL, 100% OWNERSHIP, START 8/20/2019, 10 HOURS PER MONTH, ZERO DURING TRADING, CONCIERGE SERVICE FOR PARTY PLANNING PET SITTING, PERSONAL SHOPPING, MAKING TRAVEL ARRANGEMENTS.| THE BUTTERFLY EFFECTS CO., INV RELATED, PALM CITY, FL, 100% OWNERSHIP, START 8/20/2019, 4 HOURS PER MONTH, ZERO DURING TRADING, TO HOLD PERSONAL USE REAL ESTATE.| RIVER OAKS HOA, NOT INVT RELATED, PALM CITY, FL, PRESIDENT, START DATE 1/5/2023, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS TO DISCUSS UPKEEP OF PROPERTY AND SETTING ARCHITECTURAL REVIEW BOARD TO MANAGE HOMEOWNERS REQUEST.| THELMA & LOUISE ADVENTURES, LLC; INV RELATED; PALM CITY, FL; TRAVEL AND TOUR COMPANY; 100% OWNERSHIP; START DATE 06/06/2025; 4 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-09-30
S65 Uniform Investment Adviser Law Examination 1997-09-30
  • S63 Uniform Securities Agent State Law Examination
    1997-09-30
  • S65 Uniform Investment Adviser Law Examination
    1997-09-30
Other Names
  • Leigh C Ravel
  • Charlotte Leigh Coates
  • Leigh Coates

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Stuart, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor