Scott Anthony Ventoza

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-01-23
WA	RA	APPROVED	2009-01-23

TX RA
APPROVED

Since 2009-01-23
WA RA
APPROVED

Since 2009-01-23

Branch Locations

925 4Th Avenue Floors 20 Thru 22, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Seattle	WA	01/2009	Present

01/2009 → Present

Ubs Financial Services Inc.

Seattle, WA

Previous Registrations

1996-08-05 → 2009-01-27

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA

Seattle, WA

Other Businesses

VENTOZA FAMILY LLC / 4129 51ST AVE NE SEATTLE,WA 98105 / PARTNERSHIP/ WHOLESALE & MERCHANDISING / MERCHANDISING / PARTNER / / ADVISORY OVERSIGHT MEMBER / START DATE 06/01/15

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-05-17
S65	Uniform Investment Adviser Law Examination	1996-05-17

S63 Uniform Securities Agent State Law Examination

1996-05-17
S65 Uniform Investment Adviser Law Examination

1996-05-17

Other Names

Scott A Ventoza

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews