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880 Airport Road, Suite 112A, Ormond Beach, FL 32174 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-14 |
| FL | RA | APPROVED | 2022-10-20 |
Branch Locations
880 Airport Road, Suite 112A, Ormond Beach, FL 32174 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services, Inc. | Ormond Bch | FL | 03/1999 | 09/2022 |
| Compass Financial Management Group, Inc. | Ormond Beach | FL | 02/1996 | Present |
| Compass Financial Advisory Services, Llc | Ormond Beach | FL | 09/2022 | Present |
Compass Financial, Investment Related: Yes, Address: 880 Airport Rd, Suite 112A, Ormond Beach, FL 32174, Nature: Insurance licensed, Position: Insurance Agent, Start Date: 02/1996, Number of hours/month: 87, Securities trading hours: 87, Description: sells insurance and receives commissions for insurance product sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-05 |
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