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6330 Sprint Parkway, Suite 400, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-12-13 |
Branch Locations
7945 Stone Creek Drive #40, Chanhassen, MN 55317 • United States
6330 Sprint Parkway, Suite 400, Overland Park, KS 66211 • USA
6330 Sprint Parkway, Suite 400, Overland Park, KS 66211 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Broker Dealer Financial Services Corp | Chanhassen | MN | 07/2009 | 10/2018 |
| Cambridge Investment Research, Inc | Chanhassen | MN | 10/2018 | 12/2018 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 10/2018 | 12/2018 |
| Client One Securities, Llc | Leawood | KS | 12/2018 | Present |
(1) CREATIVEONE; INVESTMENT-RELATED; 11460 TOMAHAWK CREEK PKWY, STE 200, LEAWOOD, KS 66211; FIXED INSURANCE AND ANNUITIES; AGENT; BEGAN JUNE 2009; APPROXIMATELY 20 HOURS PER MONTH, WITH 20 HOURS PER MONTH DURING SECURITIES TRADING HOURS; FIXED INSURANCE AND ANNUITIES SALES AND SERVICE. (2) RENTAL PROPERTY; INVESTMENT-RELATED; 8909 GLACIER RD, ST BONIFACIUS, MN 55375; RESIDENTIAL RENTAL REAL ESTATE; OWNER; BEGAN NOV 2009; APPROXIMATELY 1 HOUR PER MONTH, WITH 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; LANDLORD. (3) AFFINITY ASSET MANAGEMENT; INVESTMENT-RELATED; 13220 METCALF AVE, OVERLAND PARK, KS 66213; FINANCIAL PLANNING; FINANCIAL PLANNER; BEGAN FEB 2019; APPROXIMATELY 20 HOURS PER MONTH, WITH 20 HOURS PER MONTH DURING SECURITIES TRADING HOURS; FINANCIAL PLANNING, SALES. (4) WESTERN LAKES FINANCIAL; INVESTMENT-RELATED; 7945 STONE CREEK DR #40, Chanhassen, MN 55317; FINANCIAL PLANNING AND SERVICES, FIXED INSURANCE AND ANNUITIES; OWNER/CEO; BEGAN DEC 2018; APPROXIMATELY 160 HOURS PER MONTH, WITH 140 HOURS PER MONTH DURING SECURITIES TRADING HOURS; PLANNING, SALES, SERVICE. (5) F3E Foundation for Financial Education; 2273 Research Blvd #210, Rockville, MD 20850: Director of Minneapolis Area began 4/1/2022; Education to Clients and Prospects; $500 monthly subscription
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-12 |
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