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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-08
FL RA APPROVED 2012-11-15
  • TX RA
    APPROVED_RES
    Since 2016-09-08
  • FL RA
    APPROVED
    Since 2012-11-15

Branch Locations

201 E. Las Olas Blvd. Suite 1630, Fort Lauderdale, FL 33301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Ft Lauderdale FL 11/2012 Present
Beachbody Ft. Lauderdale FL 07/2019 11/2021
  • 11/2012 → Present
    Raymond James And Associates
    Ft Lauderdale, FL
  • 07/2019 → 11/2021
    Beachbody
    Ft. Lauderdale, FL
Previous Registrations
  • 2009-06-01 → 2012-11-20
    Ft. Lauderdale, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Ft. Lauderdale, FL
  • 1999-04-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Ft. Lauderdale, FL
    Ft.LAuderdal, FL
Other Businesses

1) Name of Business: Beachbody Address: 1461 Ne 57th place, Ft. Lauderdale, FL, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 07/25/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I really am not working this business. My finance is doing beachbody coaching and I signed up to support her. Small chance could receive free products or compensation depending if people sign up after me 2) Horseman Five LLC, 2150 Hempstead Turnpike, 0 hrs during the month, 0 hrs during training hours, nature of investment- race horse

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-06-09
S63 Uniform Securities Agent State Law Examination 1997-03-14
  • S66 Uniform Combined State Law Examination
    1999-06-09
  • S63 Uniform Securities Agent State Law Examination
    1997-03-14

View on SEC IAPD

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