Eric Scott Pomerantz

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 12/2016
  Oppenheimer & Co. Inc.
  Austin, TX
• 12/2016 → 09/2018
  Investment Professionals, Inc.
  San Antonio, TX
• 06/2018 → 03/2020
  Ameriprise Financial Services, Inc
  Austin, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Austin, TX

Previous Registrations

• 2016-12-09 → 2018-09-25
  Investment Professionals, Inc.
  Austin, TX
  San Antonio, TX
• 2010-11-01 → 2016-12-16
  Oppenheimer & Co. Inc.
  Austin, TX
  Houston, TX
  Austin, TX
• 2009-01-16 → 2010-11-05
  Riverstone Wealth Management, Inc.
  Austin, TX
• 2006-09-11 → 2008-12-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX

Other Businesses

Outside Employment; Pathsage LLC; Financial Advisor - I am a financial advisor for the Ameriprise Team Hearthstone Wealth Management. Pathsage is the entity used for payroll exclusively for Hearthstone. My roles and responsibilities are for a Financial Advisor exclusively for Ameriprise Financial.; ; 11675 Jollyville Rd #200, , Austin, TX, 78759; Investment-Related; 03/01/2020; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2006-09-08
• S63 Uniform Securities Agent State Law Examination
  2004-11-11

Other Names

• Eric Pomerantz