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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-25 |
Branch Locations
11675 Jollyville Rd Ste 200, Austin, TX 78759-3939 • United States
Austin, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Austin | TX | 11/2010 | 12/2016 |
| Investment Professionals, Inc. | San Antonio | TX | 12/2016 | 09/2018 |
| Ameriprise Financial Services, Inc | Austin | TX | 06/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Austin | TX | 03/2020 | Present |
Outside Employment; Pathsage LLC; Financial Advisor - I am a financial advisor for the Ameriprise Team Hearthstone Wealth Management. Pathsage is the entity used for payroll exclusively for Hearthstone. My roles and responsibilities are for a Financial Advisor exclusively for Ameriprise Financial.; ; 11675 Jollyville Rd #200, , Austin, TX, 78759; Investment-Related; 03/01/2020; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-11 |
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