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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-25 |
| FL | RA | APPROVED | 2012-03-12 |
Branch Locations
5259 South Temiami Trail, Siesta Key, FL 34231 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. | Sarasota | FL | 03/2012 | Present |
JCWJ LLC; NOT INVESTMENT RELATED; SARASOTA, FL; VETERINARY CLINIC; CO-OWNER; START DATE 3/2008; 0 HRS MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-28 |
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