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John P Wende

Edward Jones

Orange, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-11
CA RA APPROVED 2025-07-08
  • TX RA
    APPROVED
    Since 2025-07-11
  • CA RA
    APPROVED
    Since 2025-07-08

Branch Locations

1122 E Lincoln Avenue Ste 201, Orange, CA 92865 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2014 02/2023
Ameriprise Financial Services Llc Santa Ana CA 02/2023 06/2025
Edward Jones St Louis MO 06/2025 Present
Previous Registrations
Other Businesses

Major League Baseball Type of business: Entertainment New York, NY Start date: 3/10/2023 Gameday Compliance Monitor Hours per week: 7 Hours during trading: 0 Monitor for any player, coach, personnel infractions against the agreed upon Major League rules during game play. Monitor and inspect all baseballs that enter the game. Monitor for inappropriate use of substances. Monitor use of the Pitchcom units. Observe and report to Commissioners office.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-23
  • S66 Uniform Combined State Law Examination
    2015-01-23
Other Names
  • John Paul Wende

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