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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-29 |
| TX | RA | APPROVED_RES | 2019-09-19 |
| VA | RA | APPROVED | 2006-03-01 |
Branch Locations
2408 Electric Rd 2Nd Floor, Roanoke, VA 24018 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 11/2005 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 11/2005 | Present |
1) SMSD LLC, 4502 STARKEY ROAD SUITE 1000 ROANOKE VA 24018, PARTNER, DUTIES: EQUAL PARTNER TO FACILITATE RECORD-KEEPING AND FUNCTIONING OF DBA, BLUE RIDGE FINANCIAL PARTNERS, WHICH HAS BEEN APPROVED FOR USE BY EQUITABLE ADVISORS, START DATE: 5/31/11, 4 HRS PER MO, BANK ACCOUNT AND SIGNATOR, NOT INVESTMENT RELATED; 2) ADMINISTRATOR OR EXECUTOR OF AN ESTATE OR TRUSTEE OF A TRUST FOR A NON-FAMILY OR FAMILY MEMBER (REVISED 10/10/2015); 3) OUTSIDE INSURANCE BROKERAGE;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-23 |
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