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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-10-05 |
Branch Locations
220 Alhambra Circle 10Th Floor, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mbsc Securities Corporation | Miami | FL | 08/2014 | 09/2017 |
| Bny Mellon | Miami | FL | 08/2014 | 09/2017 |
| Morgan Stanley Smith Barney Llc | Miami | FL | 11/2017 | Present |
| Morgan Stanley Private Bank, N.A. | Miami | FL | 11/2017 | Present |
1. 05-12-2005 REDLAND VENTURES INC. MIAMI, FL. 33170 - OWNER/PRINCIPAL - OWNS 70 ACRES OF LAND AND 25 HEAD OF CATTLE - 10HRS PER MONTH - OHRS DURING SECURITIES TRADING HRS. 2. 08-12-2014- MONACO HOLDING LLC , CORAL GABLES, FL 33134 - PRINCIPAL - ENTITY OWNS THESE SINGLE FAMILY HOMES. RENTAL PROPERTIES. 10HRS PER MONTH - OHRS DURING SECURITIES TRADING HRS. 3. CASTAR LLC; Investment related: Yes; Miami, FL; owns 3 investment properties (single family homes) in south Florida; Investor(proprietor, partner, officer, director, employee, trustee, agent); Nov 2016; During business hours: 0; After business hours: 0; This LLC was created by members of my family to own 3 single family homes that are currently rented. I own 25% of the LLC. 4.Maxintel LLC; Investment related: Yes; Hialeah, FL; Sales Consulting; Member (proprietor, partner, officer, director, employee, trustee, agent); Jul 2017; During business hours: 0; After business hours: 0; My involvement with this company is limited to estate planning for my father. 5.TACATO Group LLC; Investment related: Yes; Miami, FL; Real Estate; Passive ownership(proprietor, partner, officer, director, employee, trustee, agent); Dec 2017; During business hours: 0; After business hours: 0; This entity was established to hold 2 single family homes in south Florida. 6.Triton Consulting LLC; Investment related: Yes; Coral Gables, FL; Sales consulting; 50% owner(proprietor, partner, officer, director, employee, trustee, agent); Aug 2017; During business hours: 0; After business hours: 0; Triton Consulting LLC was established to receive commissions from a single transaction, where I facilitated in the introduction of a privately owned company ( a water bottling company) to another company for the sale of water products.I own 50% of Triton Consulting. The other 50% is owned by Mr. Aurelo Fernandez ( a friend, not a client of the firm). *474694- LUMA Venture LLC; Investment related -No; Miami, Florida; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 12/2021; During business hours: 0; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-24 |
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