Gregory James Gorman

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2006 → 04/2023
  Sigma Planning Corporation
  Ann Arbor, MI
• 08/2014 → 04/2023
  Parkland Securities
  Ann Arbor, MI
• 04/2023 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 04/2023 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2013-12-09 → 2023-04-28
  Spc
  Stacy, MN
  Ann Arbor, MI
  East Bethel, MN

Other Businesses

(1) Innovative Money Management Inc.; Investment Related; 27577 Potomac St NE, Stacy, MN 55079; S-Corp for financial planning business; President; Start 1/1/2007; 2 hrs/mo, 0 during trading. (2) Highland Money Management/Highland Money Management, Inc; DBA; Investment Related ; 23847 Johnson St NE, East Bethel, MN 55005; Investment related operations/Insurance sales; Established in November 2014; 160 hrs/mo, 132 hrs/mo during trading. (3) Highland Money Management LLC; Not investment related; 23847 Johnson St NE, East Bethel, MN 55005; Established to manage shared real estate rental income and expenses between members (David Johnson, Randy Chumley, Gregory Gorman); Treasurer; Established 12/2021; 1 hr/mo, 0 hr during trading. (4) DGR Partners LLC; Not Investment related; 23847 Johnson St NE, East Bethel, MN 55005; Established to own and operate the real estate building where our branch office is located when we operate our securities business; Rental income is received from our individual entities and expenses are shared between members (David Johnson, Randy Chumley, Gregory Gorman); Treasurer; Established 12/2007; 1 hr/mo, 0 hr during trading. (5) Gregory Gorman/Personal; Not investment related; I occasionally compete in Demolition Derbies at local county fairs; Started doing on and off since 1987; 4 hrs/mo, 0 during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-02
• S63 Uniform Securities Agent State Law Examination
  1996-05-03

Other Names

• Greg Gorman