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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-08-11 |
| NM | RA | APPROVED | 2022-06-06 |
| AR | RA | APPROVED | 2020-06-09 |
| CO | RA | APPROVED | 2020-06-09 |
| IL | RA | APPROVED | 2020-05-13 |
| LA | RA | APPROVED | 2020-05-05 |
| OK | RA | APPROVED | 2020-05-04 |
| TX | RA | APPROVED | 2020-05-01 |
| CA | RA | APPROVED | 2020-04-30 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Sherman | TX | 12/2011 | 04/2020 |
| Raymond James Financial Services Advisors Inc. | Sherman | TX | 09/2017 | 04/2020 |
| Hilltop Securities Inc. | Dallas | TX | 04/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-27 |
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