Roger Alan Hartline

Current Employers

Employment History

• 04/2005 → 11/2017
  Sterne Agee Financial Service, Inc.
  Birmingham, AL
• 06/2016 → 11/2017
  Sterne Agee Investment Advisor Services, Inc.
  Birmingham, AL
• 11/2017 → Present
  Raymond James Financial Services, Inc.
  Birmingham, AL
• 11/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Birmingham, AL
• 01/2018 → Present
  Partners Tax
  Birmingham, AL
• 11/2017 → Present
  Hartline Investment Advisors
  Brimingham, AL

Previous Registrations

• 2016-06-30 → 2017-11-20
  Stonex Advisors Inc.
  Birmingham, AL
  Birmingham, AL
• 2005-04-22 → 2016-06-30
  Intl Advisory Consultants Inc.
  Birmingham, AL
• 2004-09-28 → 2005-05-24
  Colonial Asset Management Inc
  Birmingham, AL

Other Businesses

(1)Name of Business: Hartline Financial Advisors Address: 3100 5th Ave S, Birmingham, AL, 35233, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Officer - President Investment Related: No Start Date: 11/10/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner/Producer (2)Name of Business: HFour Properties Address: 3100 5th Avenue S, Birmingham, AL, 35233, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 12/31/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage family partnership that owns office building that Hartline Financial Advisors leases. Basically, issue and deposit rental checks. (3)Name of Business: Partners Tax Address: 3100 5th Ave S, Birmingham, AL, 35233, United States Activity Type: Accounting/CPA Position/Title: Officer - CEO Investment Related: No Start Date: 01/01/2018 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Manage tax and accounting business

Exams

• S66 Uniform Combined State Law Examination
  2004-09-07
• S63 Uniform Securities Agent State Law Examination
  1996-05-06