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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2017-05-02 |
| TX | RA | APPROVED | 2017-05-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Santa Fe | NM | 09/2014 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Fe | NM | 03/2017 | Present |
| Bank Of America, N.A. | Santa Fe | NM | 08/2017 | Present |
I*1794302, Entity Type Not for profit, Name of OBA: Rotary Club of Santa Fe Address: Santa Fe, NM 87504 Investment Related: No Position, Title, Association: Club Member aka "Rotarian Employee Start Date: 07/01/2024 No Hours: 4 hours monthly No Hours during trading: 4 hours monthly Duties: I would be a club member and my responsibility would be to attending meetings and pay dues.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-18 |
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