Omar Mohammed Hussain Baig

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  Elsegundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-11-19 → 2013-09-03
  Walnut Street Securities, Inc.
  St. Louis, MO
  St Louis, MO
• 2005-11-29 → 2007-10-25
  Msi Financial Services, Inc.
  St. Louis, MO
  Springfield, MA
  Springfield, MA
  St. Louis, MO
• 2002-04-17 → 2005-12-31
  Metlife Investment Fund Services Llc
  Irving, TX

Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 5/09 (STRATEGIC FINANCIAL PROPERTY & CASUALTY LLC & STRATEGIC FINANCIAL GROUP) APX NUMBER OF HOURS PER WEEK: 4 NONE DURING TRADING HOURS: POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG TERM CARE, PROPERTY AND CASUALTY ; 2) NAME OF OTHER BUSINESS: STRATEGIC FINANCIAL GROUP ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; POSITION/TITLE/RELATIONSHIP: SENIOR PARTNER / REGISTERED REPRESENTATIVE ; START DATE: 12/2008 ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: SECURITIES BUSINESS OFFERED THROUGH CETERA ADVISOR NETWORKS ; 3) NAME OF OTHER BUSINESS: SFG CONSULTING, LLC DBA PADGETT BUSINESS SYSTEMS, INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX AND ACCOUNTING START DATE: 1/2016. POSITION/TITLE/RELATIONSHIP: TAX PREPARER APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: TAX PREP, ACCOUNTING AND PAYROLL SERVICES ;

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-04-25
• S63 Uniform Securities Agent State Law Examination
  1996-04-19